Phone: (303) 984-4883


Regulation D Resources provides Regulation D private placement preparation and execution support services to corporate clients seeking to raise capital from investors. Formed in 1999, our firm has assisted thousands of clients in the preparation of Regulation D exempt offerings.

Our services matrix spans the entire scope of preparing and executing an offering. We provide transaction structuring guidance; drafting of the Private Placement Memorandum disclosure document (drafted to the SEC's Form 1A specification), Federal and State securities filing support; access to our network of resources including a FINRA broker-dealer community, private investment groups, and, coming in mid-Summer of 2015, development of custom web-based 506(c) Offering Accredited Investor Portals.

Call us today to discuss the development of a Regulation D private placement offering for your company.

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Raise Capital with Regulation D

Regulation D is a exemption offered by the Securities and Exchange Commission that allows for the sale of equity or debt securities to investors in a private placement transaction. Most of the companies that utilize Regulation D are privately held companies that are seeking to raise private capital from investors.

Over $1.3 trillion dollars was raised through the Regulation D exemption in 2013 and over 37,000 Regulation D offerings have been executed since 2009. Regulation D provides the capability to raise capital in compliance with State and Federal regulations and provides the fundamentals necessary to accomplish soliciting and accepting investment from investors. The new 506(c) program provides the capability for general advertising of the offering to accredited investors.

Call us today to discuss your company’s transaction details.

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Custom 506(c) Investor Portals

Regulation D Resources is excited to announce the pending launch of a new service and product for our clients. We are finishing development of a proprietary 506(c) investor portal website product that will be an add-on product provided by RDR to interested clients. The 506(c) investor portal will be a client dedicated and hosted website that will provide a sophisticated web-based portal, specifically for 506(c) exempt offerings, allowing for delivery of information about the offering, investor management, ordering and managing accredited investor verifications, and investor relations functions. Mobile "app" type access will allow Company management to manage investor access remotely and efficiently. Each portal will be custom developed for the client's specific offering and company information.

The Regulation D Resources web portal product is expected to be ready for launch by mid-Summer 2015 as an optional product to our standard Regulation D offering advisory services.

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Our Firm

Regulation D Resources specializes in providing preparation services for Regulation D exempt securities offerings. We have been in operation since 1999 and have provided advisory services for over 3,800 Regulation D Offerings totaling over $3.6 billion. We provide clients with a comprehensive matrix of services related to the preparation of a Regulation D private placement offering.  Our management team is widely recognized as a leading authority on Regulation D private placement offerings.

Is your company seeking to raise private capital? Is ensuring that you raise capital properly and in compliance with State and Federal regulations a priority for your company? Interested in using the new JOBS Act 506(c) exemption?

Engage the experience and services of Regulation D Resources and raise capital properly with an SEC Regulation D private placement offering.


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The Necessity of a Regulation D Offering

Any company seeking capital from investors has the responsibility to ensure it provides investors with the fundamentals necessary for them to execute an investment into the subject company.

A substantial number of companies severely restrict their capital raising activities by simply using a business plan to solicit investors. While a business plan may disclose certain information about the company's current or planned business activities, it doesn't provide the capability to accommodate actual capital investment. Further, any capital raised would most likely be in violation of certain State or Federal rules regarding the investment transaction.

It is also nearly impossible to articulate concise transaction structure to investors outside of a formal securities offering thus hampering the capability of an investor to properly evaluate a transaction.

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