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Regulation D Resources

Record Year Projected for Private Capital Raised Under Regulation D

Regulation D Resources (“RDR”) is excited to announce the culmination of a record year for our company and our clients. With 45 days left in the year, it is the projection of RDR management that the SEC Regulation D program will see its best year to date for capital raised under the Federal Regulation D exemption. This is based on our internal execution data and data from outside sources in the broker-dealer community and FINRA.

Despite a tepid economy – the new 506(c) program is providing tremendous benefits to companies seeking to raise capital from investors via a Regulation D private placement offering. The new program provides the promotion and advertising capabilities of a fully public offering while retaining the cost and compliance efficiency benefits of a traditional private placement. It is the belief of RDR management that these core benefits are the key components driving the enhanced volume and capitalization statistics.

The SEC usually releases statistics prior to mid-year for the program – so we will have to wait until 2015 to obtain final data for the Regulation D exemption total volume data for 2014.  Based on our internal data and experience in the market, and polling from other sources in the industry, it is our estimate that 2014 will exceed all prior years for capital raised under the Regulation D program.

Author: admin

Wednesday November 19, 2014

Category: Capital Formation and Regulation D

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