Modern exempt securities offerings have come a long way in the last 10 years in terms of SEC rule changes, marketing capabilities, and the technology administering these offerings. Today we are going to analyze a few of the benefits of high technology securities offering and investor management solutions for Regulation A+ offerings.
Investor Engagement and Subscription Processing
A Tier 2 Regulation A+ Offering mimics a public offering in terms of investor engagement and acquisition capabilities. The offering can be generally solicited to the public and everyone can invest – not just accredited investors.
These offerings are administered using investor web portals that engage the investor prospects from the issuer’s marketing and promotion, and then provides them access to the disclosure material and ultimately takes them through the investment subscription process. Regulation D Resources, in addition to executing industry leading Regulation A+ SEC filing work, also builds and deploys Regulation A+ investor web portals.
A benefit of Regulation A+, in addition to accepting investment from the entire investing public, is the investment subscription process is a three minute affair and devoid of uploading verification documents, etc. There are several technology providers in the industry that have technology for this portion of the process – we prefer using the technology from KoreConx (www.koreconx.com). KoreConx is an industry leading transfer agent and end-to-end subscription technology provider that provides a seamless three minute investment process for investors and also provides cap table management and related services after the investment offering is completed. The subscription process runs right on the investor portal website so investors are not transferred to a third party website to process subscriptions and electronically sign documents. Further, the system can handle multiple payment rails so credit card, ACH, wire, and “crypto to fiat” are all options for payments.
Cap Table and Investor Relations Management
Now that you have executed your raise – you need to manage these investors as shareholders of the company. This is another reason we prefer KoreConx as technology partner – the Kore system also has an entire back-end system for management of the investors, cap table, share transfer, shareholder voting, shareholder meetings, etc. These tools allow even a small company to manage a large number of shareholders very effectively.
Engaging investors effectively and transiting them through the subscription process efficiently is a critical component to an offering. A Regulation D Resources built investor web portal running KoreConx back-end technology is the premiere choice for executing and managing a Regulation A+ offering.
Interested in a Regulation A+ offering for your company? Questions about the technology used in these offerings? Call us today to discuss! (720) 586-8610
About Regulation D Resources Enterprises, Inc.
1536 Cole Blvd., Suite 220, Lakewood, CO 80401
Regulation D Resources (“RDR”) was formed in 1999 to provide Private Placement Offering preparation, SEC Filing preparation, and offering execution support services to entrepreneurs and growing private companies.
Headquartered in Lakewood, Colorado, RDR is one of the leading Regulation D, Regulation CF and Regulation A+ SEC filing service providers in the United States with a comprehensive matrix of services that spans transaction structuring, offering preparation, quarterbacking the offering preparation process, assistance with SEC and State securities filings, and access to the capital markets through RDR’s broker-dealer relationships and FINRA broker-dealer resources.
Founded in 2016, KoreConX is the first secure, All-In-One platform that manages private companies’ capital market activity and stakeholder communications. With an innovative approach to ensure compliance with securities regulations and corporate law, KoreConX offers a single environment to connect companies to the capital markets and now secondary markets. Investors, broker-dealers, law firms, accountants and investor acquisition firms, all leverage our eco-system solution.
Wednesday August 24, 2022
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