Office Closed for Presidents Day
The Lakewood, Colorado offices of Regulation D Resources will be closed on Monday February 19th for Presidents Day.
We will re-open Tuesday February 20th at 9am MT on normal business hours.
Author: admin
Monday February 19, 2018
Category: Corporate News
Fee Increase – Investor Web Portal
Please note the client rate for the Investor Web Portal build fee will be increasing to $3,500 on Feb. 21st, 2018.
Author: admin
Thursday February 15, 2018
Category: Corporate News
Christmas Holiday Schedule
Merry Christmas from all of us at Regulation D Resources! Our Lakewood, Colorado offices will be closed Monday, December 25th and Tuesday, December 26th. We will reopen on normal business hours Wednesday, December 27th.
To all – please enjoy a safe holiday season with family and friends and we appreciate your support in making 2017 a fantastic year for our company.
Author: admin
Friday December 22, 2017
Category: Corporate News
Veterans Day Office Schedule – November 10, 2017
The Lakewood offices of Regulation D Resources will be closed on November 10th in observance of Veterans Day. We will re-open Monday, November 13th at 9am MT for normal business hours.
Author: admin
Wednesday November 08, 2017
Category: Corporate News
Fall 2017 Private Placement Capital Update
The year is already coming to a close and, with the changing color of the leaves comes Regulation D Resources Fall Private Placement Capital Markets Update!
2017 has been a steady year with regards to Regulation D Private Placement Offerings. Slight volume volatility in April was the only outlier with the balance of the year at or above expected execution volume. Execution volume is approximately on par with 2016 which should lead to another year in the $1.5 trillion range insofar as total capital raised under the Regulation D programs. Following is a summarized market update:
Real Estate: Still the top sector by volume with apartment and multi-family class real estate transactions being the leading sector. We are also seeing some select residential development gaining traction and also focus on specialized care facilities.
Listing prices in the residential real estate market remain near historical highs while for-sale inventory continued to be in short supply in September, according to new data from realtor.com®. Inventory continues to sell at a rapid pace, moving 10 percent more quickly than in September 2017. The median age of properties on realtor.com in September is 69 days, which indicates that properties are selling eight days faster than this time last year- even as prices continue to reach double-digit growth.
Earlier this summer, the nationwide median home list price reached $275,000 for the first time. Now at $274,000, the median list price is still 10 percent higher than one year ago.
Approximately 85% of the real estate offerings executed were equity based offerings and approximately 30% intended on using leverage or external financing as part of the capital stack. Other notable sectors in real estate were self storage facilities (acquisitions and new construction) and triple net properties.
Energy: Oil and gas has had a solid year as the number two sector by volume. Stabilized energy prices have contributed to renewed interest in development and also re-entry and re-work type transactions.
North Sea Brent crude oil spot prices averaged $56 per barrel (b) in September, an increase of $4/b from the average in August. EIA forecasts Brent spot prices to average $52/b in 2017 and $54/b in 2018, which is $1/b higher in 2017 and $2/b higher in 2018 compared with last month’s forecast. West Texas Intermediate (WTI) average crude oil prices are forecast to be $3.50/b lower than Brent prices in 2018. NYMEX contract values for January 2018 delivery that traded during the five-day period ending October 5 suggest that a range of $40/b to $65/b encompasses the market expectation for January WTI prices at the 95% confidence level.
We have seen a slight decrease in solar and wind based opportunities compared to 2016.
Technology: Tech is our third highest volume sector with software applications leading the tech sector in execution volume.
85% of our transactional volume is 506(c) based offerings. We are also seeing a significant number of clients using the RDR Investor Web Portal Application to promote the offering and manage the compliance and subscription processes.
The SEC’s elimination of Rule 505 has not had any negative impact as most issuers were not using the 505 exemption especially after the launch of 506(c). The 504 exemptions amount increase to $5mm is a benefit although most issuers at the higher end of that range should consider 506(c) unless they already have investors identified for the maximum offering amount.
Interested in executing a Regulation D Offering? Call us today to discuss your planned offering: (303) 984-4883.
Author: admin
Monday October 23, 2017
Category: Corporate News
Fee Increase – Investor Web Portal Application
Please note effective June 27, 2017 we have increased the fee for the portal application for non-RDR offering preparation clients to $5,000. This is for a standalone portal for a non Regulation D Resources offering preparation client (a client just using the portal application technology and not our offering preparation services).
Offering Preparation clients of RDR are still provided access to the investor portal application for a $3,000 build fee.
Author: admin
Tuesday June 27, 2017
Category: Capital Formation and Regulation D
Regulation D Resources and Palico Make PE Fundraising Easier
Regulation D Resources and Palico Make PE Fundraising Easier
Press Release
Private equity managers using either service can now access marketing and investing tools from both groups.
June 6, 2017 – Regulation D Resource Enterprises (RDR) and Palico announce a partnership today that makes private equity fundraising easier for their users.
Managers listing investable private equity fundraisings on Palico’s online marketplace can now click a link to access RDR, which offers regulation D-compliant marketing services for private equity fundraisings. RDR helps its clients create regulatory-compliant fundraising materials, ranging from private placement memorandums to powerpoint marketing documents.
As part of the partnership, RDR clients can also list their private equity fundraisings in Palico’s marketplace for private equity primary, secondary and co-investment opportunities.
“We are excited to recommend Palico’s services to our clients,” says Douglas Ruark, a principal with RDR. “Our goal is to see clients have successful outcomes with the securities offerings we prepare and Palico provides a fantastic platform for gaining exposure to qualified accredited investors and private equity fund managers.”
“RDR is best-in-class when it comes to putting together comprehensive, affordable documentation and marketing services for private equity investments that comply with U.S. private placement regulations,” says Antoine Drean, founder and chief executive of Palico. “Our partnership with RDR is all about making fundraising even more efficient for our marketplace’s members, whether they’re private equity managers or investors.”
About Regulation D Resources Enterprises, Inc.
Regulation D Resources Enterprises, Inc. (“RDR”) began operations in 1999 and specializes in developing and providing execution support for Regulation D exempt securities offerings. The Denver, Colorado based company provides a full complement of Regulation D offerings, as well as support services designed to assist small and medium size companies with the development and execution of a Regulation D exempt securities offering. In 2015 RDR launched a secondary service that provides a sophisticated online investor promotion and subscription compliance portal application. The investor portal application provides a front-end website to promote a 506(c) based offering which marries to the compliance back-end that handles all subscription and compliance processes related to the securities offering.
About Palico
Palico is the first global online marketplace for the private equity fund community. There are currently $64 billion in investable opportunities on Palico, covering fundraisings, secondaries, and co-investments. Since establishing itself as a fintech pioneer in 2012, over 40,000 professionals representing Limited Partners, General Partners, and their advisors in more than 140 countries have joined Palico. Limited partners can discover, analyze and invest in fundraisings listed by general partners on Palico. In Palico’s secondary market, limited partners can anonymously list their stakes for sale and be contacted by potential buyers. Whether members connect over primaries, secondaries or co-investments, Palico makes it easier to invest. LPs and GPs can join Palico at
www.palico.com.
Contacts:
Palico: David Lanchner, +33 (0) 6 3343-5076, dlanchner@lanchner.com
Regulation D Resources: Doug Ruark (303) 984-4883 Ext. 112 doug@regdresources.com
Author: admin
Tuesday June 06, 2017
Category: Corporate News
Snow Impact – Reduced Staff May 18
Due to heavy snow in the area we will be operating today with reduced staff. Certain support services and underwriting processes may be impacted today due to the reduced staff available.
We appreciate the understanding of our clients as we work to keep our staff safe during this storm.
Author: admin
Thursday May 18, 2017
Category: Corporate News
Real Estate Top Volume Sector – Private Placement Fundings For First Quarter 2017
Regulation D Resources (“RDR”) is excited to announce our Private Placement Market commentary for the first quarter of 2017.
Sector Information
Real estate led the way in the first quarter of 2017 as the top volume sector for execution and funding of private placements through RDR. Prime sectors were multi-family acquisitions including value-add opportunities and Class A properties. Senior care facilities and mixed-use residential/retail type developments were also high volume real estate sectors in early 2017.
While the heady days of single family value-add and “rehab and flip” type opportunities are getting more crowded in terms of competition – we still saw healthy volume in operators seeking to raise and deploy capital for these types of offerings. Many of these operators focus on soon to be gentrified areas in urban centers or deploy capital into suburban areas in the path of growth.
Fossil fuel related offerings remained steady in terms of volume and are the second highest grossing volume sector executing private placement offerings. With energy prices stabilizing over the last 16 months we have seen more normalized activity in the energy sector regarding execution of private placement offerings. 52% of fossil fuel offerings were acquiring existing production and 48% were either development or a mix of acquisition and development.
Technology related offerings were third in volume with a wide array of technology based opportunities that executed offerings through RDR in early 2017.
Offering Statistics
Equity offerings account for approximately 85% of executed offerings and 90%+ of RDR clients are executing under the 506(c) exemption allowing general advertising of the offering. A significant majority of clients are also supporting the offering with the deployment of an RDR Investor Portal website to manage promotion and compliance processes.
The average offering range is between $2,000,000 and $25,000,000 and the average minimum subscription amount is between $10,000 and $25,000 per investor.
Interested in executing a Regulation D offering to raise capital? Call us today to find out what we can do to help you Capitalize Your Vision! (303) 984-4883
Author: admin
Tuesday May 16, 2017
Category: Capital Formation and Regulation D
Three Reasons You Should Be Using a Regulation D Resources Investor Portal to Support your 506(c) Offering
(1) Dedicated Web Presence A key component to effective marketing of a 506(c) based offering is the ability to drive investor prospect traffic to a dedicated front-side portal to engage them successfully. The ability to have a custom front-end website that can provide key details about the company and investment opportunity and generate interest in learning more is critical to properly converting investor prospect traffic. (2) Providing all Investment Vetting, Subscription and Compliance Processes Online Of all the feedback we receive on our investor portals – one of the primary we hear most often is that the portal “built confidence with investor prospects”. Using a high technology tool like an investor web portal to support your offering and manage interactions and processes with investors can dramatically enhance the prospects confidence in your company. You only get one chance to make a solid and professional first impression with investor prospects – and using an investor portal speaks volumes to prospects about your company’s commitment to them as investors and your dedication to executing the offering in a compliant manner. Further, having a portal that is tracking all investor actions, managing all documentation, and managing investor verifications provides the comfort of knowing you have compliant and accurate securities sales being executed. (3) Offering Administrative Management Managing an offering can be time consuming. One of the major benefits of an investor portal is the ability to manage and track all processes, all users, documents, and tasks. The RDR Investor Portal provides significant capabilities in the management of users, communicating with prospects and investors users, managing tasks, and keeping investors updated with timely investor relations updates and notifications. When we developed the admin side of our portal – we did so with the knowledge that many of our clients have multiple businesses they are operating an time is valuable. The ability to login as an admin and instantly access a real time offering task list was critical. The mobile friendly aspect of our portals also ensures that clients can stay ahead of tasks and interactions on the go. Executing or planning execution of a 506(c) offering? You should strongly consider deploying an RDR investor portal website to support the offering and increase you capability for success.
Author: admin
Tuesday April 25, 2017
Category: Capital Formation and Regulation D
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