latest news from
Regulation D Resources

Office Closed for July 4th

Our offices will be closed for the July 4th holiday.

We will re-open Friday at 9am MT.

Happy Independence Day!


Author: admin

Wednesday July 03, 2019

Category: Corporate News

Phone Issue – Monday June 3

June 3, 2019 – 1pm MT – Please note we are having an issue with our main phone line into our office.  Our phone company is working to rectify the issue and we should have phone service again within a few hours.  We apologize for any inconvenience.

Author: admin

Monday June 03, 2019

Category: Corporate News

RDR Launches Security Token Offering Preparation Services

Regulation D Resources Offering Preparation Services for Security Token Offerings Launch Tuesday, Feb. 19th, 2019

Regulation D Resources will begin providing services for the preparation and execution of Security Token Offerings (“STO”) on February 19th, 2019.

Initially executed as “coin offerings”, the Securities and Exchange Commission has deemed that coins or tokens that contain investment features are to be treated as securities and, thus, need to be sold through a proper securities offering.

Utilizing the Regulation D exemption is the most straightforward path to execute a Securities Token Offering and remain in compliance with Federal and State securities rules.  Regulation D Resources, with a 20 year track record of executing securities offerings under the Regulation D exemption, now provides offering preparation services for STO issuers.

Our services for the preparation of an STO offering encompass what is provided in our standard offering preparation service with a few key differences:

  • Providing assistance in the development of the Token capitalization structure
  • Setting the investment terms associated the Tokens
  • Providing assistance in understanding the parameters needed for the Smart Contract
  • Providing access to and assistance working with our third party managed partner platform for the execution of the token launch onto the blockchain

Selling a Token provides the holder with a security that can be traded on the blockchain assuming the holder has owned the security token long enough to satisfy the Rule 144 restrictions.  Tokens can also have revenue sharing features, dividend features, and other investment terms assigned to them through the offering and the associated Smart Contract.  Further, Tokens can also have utility features that, for certain companies, may allow the holder to use the Token as payment within the company’s eco-system or allow it to be used to redeem services.

The process for development of an STO is very similar to the preparation of an offer of traditional securities.  The offering terms are structured, PPM disclosure documentation is developed, subscription and suitability documents are drafted and finalized, and the SEC filing is then submitted through EDGAR.  From there the offering is promoted and, when the offering reaches the minimum offering amount, the Tokens can then be launched onto the genesis blockchain for distribution to Token holder’s digital wallets.

Most clients typically use the Regulation D 506(c) program which will allow for general solicitation of the Token offering through social media channels and direct advertising.

Is a Security Token Offering a fit for your Company’s funding needs and goals?

Call us today at (303) 984-4883 to discuss!

Author: admin

Tuesday February 19, 2019

Category: Corporate News

RDR Offices Closed Monday Jan. 21

Our offices will be closed Monday, January 21, 2019 for the Martin Luther King holiday.  We will reopen Tuesday, January 22 at 9am MT.

Author: admin

Friday January 18, 2019

Category: Corporate News

Christmas Holiday and New Year Office Schedule

Merry Christmas and Happy Holidays from Regulation D Resources!  We wish everyone a happy and safe holiday season.

Our office hours for the Christmas Holiday and New Year are as follows:

Christmas Holiday:  Our Lakewood Offices are closed Monday Dec. 24, Tuesday Dec. 25, and Wed. Dec. 26th.  We reopen for business at 9am MT on Thursday December 27th.

New Years:  We will close at 1pm MT on Monday Dec. 31st and will be closed Tuesday January 1, 2019.

We will reopen for business on normal office hours Wed. January 2nd at 9am MT.




Author: admin

Friday December 21, 2018

Category: Corporate News

RDR Offices Will Be Closed For Veterans Day

Happy Veterans Day and thank you to all of America’s military veterans.

Our Denver offices will be closed Monday, November 12 for Veterans Day.  We will re-open Tuesday, November 13 at 9am MT.

Author: admin

Friday November 09, 2018

Category: Corporate News

Planned Fee Increase – Thursday, October 11, 2018

We will be executing a fee increase of $500 for the Offering Preparation Service effective October 11, 2018.

Questions?  Please feel free to call us at (303) 984-4883.

Author: admin

Tuesday September 25, 2018

Category: Corporate News

Labor Day Office Schedule

The Lakewood, Colorado office of Regulation D Resources will be closed on September 3, 2018 in observance of the Labor Day holiday.  We will re-open Tuesday September 4th at 9am Mountain time.

We wish everyone a happy and safe Labor Day holiday!


Author: admin

Thursday August 30, 2018

Category: Corporate News

Office Schedule – July 4th

The Regulation D Resources Lakewood, Colorado offices will be closed on July 4th, 2018 in observance of Independence Day.

We will re-open on normal business hours Thursday, July 5th at 9am MT.  We hope everyone has a happy and safe holiday.


Author: admin

Tuesday July 03, 2018

Category: Corporate News

Memorial Day Office Schedule

The Regulation D Resources Lakewood Offices will be closed on Monday, May 28th 2018 in observance of Memorial Day.  We wish everyone a happy and safe holiday weekend.

We will reopen for business on Tuesday May 29th at 9am MT on normal business hours.

Author: admin

Thursday May 24, 2018

Category: Corporate News

Interested in learning more about our services?

Continue reading or call us at 303-984-4883