latest news from
Regulation D Resources

Please note effective June 27, 2017 we have increased the fee for the portal application for non-RDR offering preparation clients to $5,000.  This is for a standalone portal for a non Regulation D Resources offering preparation client (a client just using the portal application technology and not our offering preparation services).

Offering Preparation clients of RDR are still provided access to the investor portal application for a $3,000 build fee.

Regulation D Resources and Palico Make PE Fundraising Easier

Press Release

Private equity managers using either service can now access marketing and investing tools from both groups.

June 6, 2017 – Regulation D Resource Enterprises (RDR) and Palico announce a partnership today that makes private equity fundraising easier for their users.

Managers listing investable private equity fundraisings on Palico’s online marketplace can now click a link to access RDR, which offers regulation D-compliant marketing services for private equity fundraisings. RDR helps its clients create regulatory-compliant fundraising materials, ranging from private placement memorandums to powerpoint marketing documents.

As part of the partnership, RDR clients can also list their private equity fundraisings in Palico’s marketplace for private equity primary, secondary and co-investment opportunities.

“We are excited to recommend Palico’s services to our clients,” says Douglas Ruark, a principal with RDR. “Our goal is to see clients have successful outcomes with the securities offerings we prepare and Palico provides a fantastic platform for gaining exposure to qualified accredited investors and private equity fund managers.”

“RDR is best-in-class when it comes to putting together comprehensive, affordable documentation and marketing services for private equity investments that comply with U.S. private placement regulations,” says Antoine Drean, founder and chief executive of Palico. “Our partnership with RDR is all about making fundraising even more efficient for our marketplace’s members, whether they’re private equity managers or investors.”

About Regulation D Resources Enterprises, Inc.

Regulation D Resources Enterprises, Inc. (“RDR”) began operations in 1999 and specializes in developing and providing execution support for Regulation D exempt securities offerings. The Denver, Colorado based company provides a full complement of Regulation D offerings, as well as support services designed to assist small and medium size companies with the development and execution of a Regulation D exempt securities offering. In 2015 RDR launched a secondary service that provides a sophisticated online investor promotion and subscription compliance portal application. The investor portal application provides a front-end website to promote a 506(c) based offering which marries to the compliance back-end that handles all subscription and compliance processes related to the securities offering.

About Palico

Palico is the first global online marketplace for the private equity fund community. There are currently $64 billion in investable opportunities on Palico, covering fundraisings, secondaries, and co-investments. Since establishing itself as a fintech pioneer in 2012, over 40,000 professionals representing Limited Partners, General Partners, and their advisors in more than 140 countries have joined Palico. Limited partners can discover, analyze and invest in fundraisings listed by general partners on Palico. In Palico’s secondary market, limited partners can anonymously list their stakes for sale and be contacted by potential buyers. Whether members connect over primaries, secondaries or co-investments, Palico makes it easier to invest. LPs and GPs can join Palico at

www.palico.com.

Contacts:

Palico: David Lanchner, +33 (0) 6 3343-5076, dlanchner@lanchner.com

Regulation D Resources: Doug Ruark (303) 984-4883 Ext. 112 doug@regdresources.com

Due to heavy snow in the area we will be operating today with reduced staff.  Certain support services and underwriting processes may be impacted today due to the reduced staff available.

We appreciate the understanding of our clients as we work to keep our staff safe during this storm.

Regulation D Resources (“RDR”) is excited to announce our Private Placement Market commentary for the first quarter of 2017.

Sector Information

Real estate led the way in the first quarter of 2017 as the top volume sector for execution and funding of private placements through RDR.  Prime sectors were multi-family acquisitions including value-add opportunities and Class A properties.  Senior care facilities and mixed-use residential/retail type developments were also high volume real estate sectors in early 2017.

While the heady days of single family value-add and “rehab and flip” type opportunities are getting more crowded in terms of competition – we still saw healthy volume in operators seeking to raise and deploy capital for these types of offerings.  Many of these operators focus on soon to be gentrified areas in urban centers or deploy capital into suburban areas in the path of growth.

Fossil fuel related offerings remained steady in terms of volume and are the second highest grossing volume sector executing private placement offerings.  With energy prices stabilizing over the last 16 months we have seen more normalized activity in the energy sector regarding execution of private placement offerings.  52% of fossil fuel offerings were acquiring existing production and 48% were either development or a mix of acquisition and development.

Technology related offerings were third in volume with a wide array of technology based opportunities that executed offerings through RDR in early 2017.

Offering Statistics

Equity offerings account for approximately 85% of executed offerings and 90%+ of RDR clients are executing under the 506(c) exemption allowing general advertising of the offering.  A significant majority of clients are also supporting the offering with the deployment of an RDR Investor Portal website to manage promotion and compliance processes.

The average offering range is between $2,000,000 and $25,000,000 and the average minimum subscription amount is between $10,000 and $25,000 per investor.

Interested in executing a Regulation D offering to raise capital?  Call us today to find out what we can do to help you Capitalize Your Vision!  (303) 984-4883

Our offices will be closed Monday, February 20th for Presidents Day.

We will re-open at 9am MT on Tuesday, February 21st under normal operating hours.

Our friends at the Best Ever Real Estate Company are holding a real estate conference in Denver Feb. 24th and 25th.  The Best Ever Real Estate Podcast is one of the top real estate podcasts on iTunes and the Best Ever crew is bringing a wealth of experience to a conference format in Denver Feb 24th and 25th.

The Regulation D Resources office will be closed Monday, January 16th for Martin Luther King Day.  We will re-open Tuesday, January 17th at 9am MT.

Coming late Winter 2017 – we are taking our Regulation D Resources Investor Portal Website Product to a Software as a Service (“SaaS”) model.  Portals will launch and be maintained on our internal server which will allow for more efficiency in launching portals and provide for more effective application of technical updates.

New portal orders after we go to the SaaS model will have a monthly access fee and an annual renewal fee in addition to our normal build fees.  The access and renewal fees are to be determined in the next few weeks and will be disclosed when we formally launch the new SaaS service.

Questions?  Call us at (303) 984-4883 for more information.