our firm

Regulation D Resources (“RDR”) was formed in 1999 to provide Private Placement Offering preparation and execution support services to entrepreneurs and growing private companies.

Headquartered in Lakewood, Colorado, RDR is one of the leading Regulation D and Regulation A+ private placement advisory service providers in the United States with a comprehensive matrix of services that spans transaction structuring, offering preparation, assistance with SEC and State securities compliance, and access to the capital markets through RDR’s broker-dealer relationships and FINRA broker-dealer resources.

Since 1999, RDR has assisted in the preparation of over 5,000 private placement offering transactions. The foundation of our company and services is predicated on one simple mission statement:

RDR has also been active in lobbying for changes in SEC regulations to enable issuers to execute offerings more effectively. Starting in 2002, RDR began lobbying for changes to the general solicitation statutes to allow issuers to engage in open solicitation of a Regulation D offering. The resulting 506(c) exemption created under the JOBS Act of 2012 was very similar to proposed changes RDR supported ten years earlier. RDR was also very supportive of the changes to the Regulation A program and the creation of the improved Regulation A+ programs.

"Regulation D Resources takes the guesswork out of developing compliance documentation. The knowledge of the Company’s staff regarding the ever changing Regulation D laws is impressive. We appreciate the accessibility of the entire Regulation D Resources team. The high quality of the investor website portals developed for Cardone Acquisitions along with high quality PPM materials makes Regulation D Resources the best in the business."

Ryan Tseko, Investor Relations, Cardone Acquisitions

Why Choose Regulation D Resources?

Regulation D Resources is the leader in providing Regulation D and Regulation A+ Offering Preparation and Execution Services. Some of our company highlights and competitive advantages include:

Questions about how we can help your offering? Call us! 720-586-8610

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The Regulation D Resources Team

The Regulation D Resources team consists of highly experienced professionals with specialization in SEC Regulation D and Regulation A+ regulatory compliance, corporate finance, valuations, corporate investment banking, and private placement offering preparation. Our underwriting staff is highly trained to ensure efficient underwriting and processing of clients through the preparation process and development of high-end final deliverables.

Our Investor Web Portals are developed and supported by an experienced in-house team that provides for the critical software engineering and web development required to build, launch and support RDR’s high technology Investor Web Portal platforms. Each RDR client is assigned to specific professionals within the team to ensure the best possible client experience. RDR does not outsource any part of the process nor does RDR use any “white label” providers of services. All clients are serviced by RDR’s own staff of professionals to ensure high quality service and support that meets our exacting standards.

RDR maintains an unblemished compliance track record with zero incidences of SEC or State regulatory enforcement actions or fines for RDR clients in 21 years of operating. Since our services are delivered through full execution of the offering, we provide our clients the necessary support through final securities sale to remain in compliance with all applicable State and Federal securities regulations.