Interested in executing a Regulation A+ Offering? Frequently called a “mini-IPO” – the Regulation A+ program provides the capability for issuers to engage in general advertising and solicitation of the offering and allows accredited and non-accredited investors to participate. The program also allows for a fast track to becoming publicly trading or the issuer can opt to remain privately held.
Regulation D Resources provides Regulation A+ Offering Preparation and Execution Support Services for Tier 1 and Tier 2 Regulation A+ exempt offerings. Our Regulation A+ Services Package includes Regulation A+ Offering Preparation and a Regulation A+ Investor Portal to promote the offering and manage all subscription and compliance processes.
Regulation A+ Offering Preparation and Execution Support
Attorney Prepared Form 1-A Offering Statement
Submission of Form 1-A Offering Statement and Circular to the SEC
Handling of SEC comments and final submission of Offering Statement and Circular for final SEC Qualification
Offering Structuring Guidance (setting of investment terms, valuation guidance, etc.)
On-Going Reporting Forms Guidance and Support (for Tier 2 Issuers – Form 1-K and Form 1-SA completion guidance)
Assistance with securing any needed CPA professionals for potential audits (Tier 2 only)
Regulation A+ Investor Web Portal
Build Development and launch of a Regulation A+ Investor Web Portal for management of the Regulation A+ offering, engagement of investor prospects, tracking of investment subscription processes, and investor management through the portal’s investor relations hub.
Our Regulation A+ Investor Web Portal provides the same subscription process tracking and investor management capabilities of our critically acclaimed Regulation D based investor portal software along with Regulation A+ specific features like Form 1-K and Form 1-SA filing reminders
Regulation A+ Offering Preparation and Web Portal Fee Structure:
** Regulation A+ services projected to start late March 2020 **
The fee for our Regulation A+ Offering Preparation and Execution support package is a $35,000 flat fee paid using the following payment schedule (fees subject to change):
$12,500 Retainer payment to engage services
$12,500 due 30 days net from date of engagement
$10,000 due 60 days net from engagement
Web Portal hosting is $50/month with an annual renewal of $150.
For Tier 1 Issuers, additional hourly rate charges of $250 per hour will apply for work performed to qualify a Tier 1 Regulation A+ Offering at the State level. Tier 2 Regulation A+ Issuers are not subject to State qualification.