regulation a+ services

Interested in executing a Regulation A+ Offering? Frequently called a “mini-IPO” – the Regulation A+ program provides the capability for issuers to engage in general advertising and solicitation of the offering and allows accredited and non-accredited investors to participate. The program also allows for a fast track to becoming publicly trading or the issuer can opt to remain privately held.

Regulation D Resources provides Regulation A+ Offering Preparation and Execution Support Services for Tier 1 and Tier 2 Regulation A+ exempt offerings. Our Regulation A+ Services Package includes Regulation A+ Offering Preparation and a Regulation A+ Investor Portal to promote the offering and manage all subscription and compliance processes.

Regulation A+ Offering Preparation and Execution Support

  • Attorney Prepared Form 1-A Offering Statement
  • Submission of Form 1-A Offering Statement and Circular to the SEC
  • Handling of SEC comments and final submission of Offering Statement and Circular for final SEC Qualification
  • Offering Structuring Guidance (setting of investment terms, valuation guidance, etc.)
  • On-Going Reporting Forms Guidance and Support (for Tier 2 Issuers – Form 1-K and Form 1-SA completion guidance)
  • Assistance with securing any needed CPA professionals for potential audits (Tier 2 only)

Regulation A+ Investor Web Portal

Build Development and launch of a Regulation A+ Investor Web Portal for management of the Regulation A+ offering, engagement of investor prospects, tracking of investment subscription processes, and investor management through the portal’s investor relations hub.

Our Regulation A+ Investor Web Portal provides the same subscription process tracking and investor management capabilities of our critically acclaimed Regulation D based investor portal software along with Regulation A+ specific features like Form 1-K and Form 1-SA filing reminders

Regulation A+ Offering Preparation and Web Portal Fee Structure:

** Regulation A+ services projected to start late March 2020 **

The fee for our Regulation A+ Offering Preparation and Execution support package is a $35,000 flat fee paid using the following payment schedule (fees subject to change):

  • $12,500 Retainer payment to engage services
  • $12,500 due 30 days net from date of engagement
  • $10,000 due 60 days net from engagement

Web Portal hosting is $50/month with an annual renewal of $150.

For Tier 1 Issuers, additional hourly rate charges of $250 per hour will apply for work performed to qualify a Tier 1 Regulation A+ Offering at the State level. Tier 2 Regulation A+ Issuers are not subject to State qualification.

Contact Regulation D Resources